0001193125-19-037907.txt : 20190213 0001193125-19-037907.hdr.sgml : 20190213 20190213160133 ACCESSION NUMBER: 0001193125-19-037907 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 GROUP MEMBERS: KEN PELOWSKI GROUP MEMBERS: PINNACLE VENTURES EQUITY FUND I AFFILIATES, L.P. GROUP MEMBERS: PINNACLE VENTURES EQUITY FUND I, L.P. GROUP MEMBERS: PINNACLE VENTURES EQUITY FUND I-O, L.P. GROUP MEMBERS: PINNACLE VENTURES EQUITY MANAGEMENT I, L.L.C. GROUP MEMBERS: PINNACLE VENTURES I (Q) EQUITY HOLDINGS, L.L.C. GROUP MEMBERS: PINNACLE VENTURES I AFFILIATES, L.P. GROUP MEMBERS: PINNACLE VENTURES I-A (Q), L.P. GROUP MEMBERS: PINNACLE VENTURES I-B, L.P. GROUP MEMBERS: PINNACLE VENTURES II EQUITY HOLDINGS, L.L.C. GROUP MEMBERS: PINNACLE VENTURES II-A, L.P. GROUP MEMBERS: PINNACLE VENTURES II-B, L.P. GROUP MEMBERS: PINNACLE VENTURES II-C, L.P. GROUP MEMBERS: PINNACLE VENTURES II-R, L.P. GROUP MEMBERS: PINNACLE VENTURES MANAGEMENT II, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AQUANTIA CORP CENTRAL INDEX KEY: 0001316016 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90260 FILM NUMBER: 19596984 BUSINESS ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE VENTURES MANAGEMENT I LLC CENTRAL INDEX KEY: 0001179720 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2 SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-926-9130 MAIL ADDRESS: STREET 1: 1600 EL CAMINO REAL STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE VENTURES MANAGEMENT I LLC DATE OF NAME CHANGE: 20020809 SC 13G/A 1 d699789dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Aquantia Corp.

(Name of Issuer)

Common Stock, par value $0.00001 per share

(Title of Class of Securities)

03842Q108

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of the Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Management I, L.L.C.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

OO


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures I-A (Q), L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures I-B, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures I Affiliates, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures I (Q) Equity Holdings, L.L.C.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.0%

 12.  

Type of Reporting Person

 

OO


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Management II, L.L.C.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

OO


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures II-A, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures II-B, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures II-C, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures II-R, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures II Equity Holdings, L.L.C.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

OO


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Management I, L.L.C.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

OO


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I-O, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Pinnacle Ventures Equity Fund I Affiliates, L.P.

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

0

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

0

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.00%

 12.  

Type of Reporting Person

 

PN


CUSIP No. 03842Q108   13G  

 

   1.   

Name of Reporting Person

 

Ken Pelowski

   2.  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

   3.  

SEC Use Only

 

   4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

157,772*

    6.   

Shared Voting Power

 

0

    7.   

Sole Dispositive Power

 

157,772*

    8.   

Shared Dispositive Power

 

0

   9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

157,772*

 10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

 11.  

Percent of Class Represented by Amount in Row (9)

 

0.45%**

 12.  

Type of Reporting Person

 

IN

 

*

Includes 154,425 shares held by the Pelowski/Mirek Living Trust (the “Trust”). Mr. Pelowski is a co-trustee of the Trust and may be deemed to share voting and dispositive power over the shares held by the Trust. Mr. Pelowski disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein. Mr. Pelowski also holds 3,347 shares of common stock in his individual capacity.

**

The percentage is calculated based on the Issuer having 34,854,563 shares of common stock outstanding as of October 31, 2018, as reported on the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2018 filed on November 11, 2018.


CUSIP No. 03842Q108   13G  

 

This Amendment No. 1 (the “Amendment”) amends the Schedule 13G (the “Original 13G”) filed with the Securities and Exchange Commission (“SEC”) on February 14, 2018. Terms used herein and not defined herein shall have the meanings ascribed thereto in the Original 13G, as amended. This is the final amendment to the Original 13G and an exit filing with respect to each of the Reporting Persons listed in Item 2(c).

 

Item 1(a)

Name of Issuer

Aquantia Corp.

 

Item 1(b)

Address of Issuer’s Principal Executive Offices

105 E. Tasman Drive

San Jose, CA 95134

 

Item 2(a)

Name of Person Filing

 

Item 2(b)

Address of Principal Business Office

 

Item 2(c)

Citizenship

This statement is filed by the following Reporting Persons:

Pinnacle Ventures Management I, L.L.C., a Delaware LLC;

Pinnacle Ventures I-A (Q), L.P., a Delaware limited partnership;

Pinnacle Ventures I-B, L.P., a Delaware limited partnership;

Pinnacle Ventures I Affiliates, L.P., a Delaware limited partnership;

Pinnacle Ventures I (Q) Equity Holdings, L.L.C., a Delaware LLC;

Pinnacle Ventures Management II, L.L.C., a Delaware LLC;

Pinnacle Ventures II-A, L.P., a Delaware limited partnership;

Pinnacle Ventures II-B, L.P., a Delaware limited partnership;

Pinnacle Ventures II-C, L.P., a Delaware limited partnership;

Pinnacle Ventures II-R, L.P., a Delaware limited partnership;

Pinnacle Ventures II Equity Holdings, L.L.C., a Delaware LLC;

Pinnacle Ventures Equity Management I, L.L.C., a Delaware LLC;

Pinnacle Ventures Equity Fund I, L.P., a Delaware limited partnership;

Pinnacle Ventures Equity Fund I-O, L.P., a Delaware limited partnership;

Pinnacle Ventures Equity Fund I Affiliates, L.P., a Delaware limited partnership; and

Ken Pelowski, a United States citizen.

Pinnacle Ventures Management I, L.L.C. is the general partner of Pinnacle Ventures I-A (Q), L.P., Pinnacle Ventures I-B, L.P., Pinnacle Ventures I Affiliates, L.P. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C.

Pinnacle Ventures Management II, L.L.C. is the general partner of Pinnacle Ventures II-A, L.P., Pinnacle Ventures II-B, L.P., Pinnacle Ventures II-C, L.P., Pinnacle Ventures II-R, L.P. and Pinnacle Ventures II Equity Holdings, L.L.C.


CUSIP No. 03842Q108   13G  

 

Pinnacle Ventures Equity Management I, L.L.C. is the general partner of Pinnacle Ventures Equity Fund I, L.P., Pinnacle Ventures Equity Fund I-O, L.P. and Pinnacle Ventures Equity Fund I Affiliates, L.P.

Ken Pelowski is the controlling managing member of Pinnacle Ventures Management I, L.L.C., Pinnacle Ventures Management II, L.L.C. and Pinnacle Ventures Equity Management I, L.L.C.

The principal business address of each Reporting Person is c/o Pinnacle Ventures, 1600 El Camino Real, Suite 250, Menlo Park, CA 94025.

 

Item 2(d)

Title of Class of Securities

Common Stock, $0.00001 par value

 

Item 2(e)

CUSIP Number

03842Q108

 

Item 3

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4

Ownership

 

    Number of Shares
Beneficially Owned
  Sole Voting
Power
  Shared Voting
Power
  Sole Dispositive
Power
  Shared
Dispositive
Power
  Percentage of
Common Stock
Outstanding

Pinnacle Ventures Management I, L.L.C.

      —         —         —         —         —         0.00 %

Pinnacle Ventures I-A (Q), L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures I-B, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures I Affiliates, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures I (Q) Equity Holdings, L.L.C.

      —         —         —         —         —         0.00 %

Pinnacle Ventures Management II, L.L.C.

      —         —         —         —         —         0.00 %

Pinnacle Ventures II-A, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures II-B, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures II-C, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures II-R, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures II Equity Holdings, L.L.C.

      —         —         —         —         —         0.00 %

Pinnacle Ventures Equity Management I, L.L.C.

      —         —         —         —         —         0.00 %

Pinnacle Ventures Equity Fund I, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures Equity Fund I-O, L.P.

      —         —         —         —         —         0.00 %

Pinnacle Ventures Equity Fund I Affiliates, L.P.

      —         —         —         —         —         0.00 %

Ken Pelowski1

      157,772       157,772       —         157,772       —         0.45 %

 

1 

Includes 154,425 shares held by the Pelowski/Mirek Living Trust (the “Trust”). Mr. Pelowski is a co-trustee of the Trust and may be deemed to share voting and dispositive power over the shares held by the Trust. Mr. Pelowski disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein. Mr. Pelowski also holds 3,347 shares of common stock in his individual capacity.

 

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ☒

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.


CUSIP No. 03842Q108   13G  

 

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

Item 8

Identification and Classification of Members of the Group

 

Item 9

Notice of Dissolution of Group

Not applicable.

 

Item 10

Certification

Not applicable.


CUSIP No. 03842Q108   13G  

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

DATED: February 13, 2019    

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES I-A (Q), L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES I-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES I AFFILIATES, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019    

PINNACLE VENTURES I (Q)

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-A, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019     PINNACLE VENTURES II-C, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-R, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES II

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019     PINNACLE VENTURES EQUITY FUND I, L.P.
    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES EQUITY FUND I-O, L.P.
    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES EQUITY FUND I

AFFILIATES, L.P.

    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019       /s/ Ken Pelowski
      Name: Ken Pelowski


CUSIP No. 03842Q108   13G  

 

EXHIBIT INDEX

 

Exhibit 1.    Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.
EX-99.1 2 d699789dex991.htm EX-99.1 EX-99.1
CUSIP No. 03842Q108   13G  

 

Exhibit 1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

 

DATED: February 13, 2019    

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES I-A (Q), L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES I-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019     PINNACLE VENTURES I AFFILIATES, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES I (Q)

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-A, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-B, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019     PINNACLE VENTURES II-C, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019     PINNACLE VENTURES II-R, L.P.
    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES II

EQUITY HOLDINGS, L.L.C.

    By:  

PINNACLE VENTURES

MANAGEMENT II, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer


CUSIP No. 03842Q108   13G  

 

 

DATED: February 13, 2019     PINNACLE VENTURES EQUITY FUND I, L.P.
    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES

EQUITY FUND I-O, L.P.

    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019    

PINNACLE VENTURES EQUITY FUND I

AFFILIATES, L.P.

    By:  

PINNACLE VENTURES EQUITY

MANAGEMENT I, L.L.C.

    By:   /s/ Robert N. Savoie
      Name: Robert N. Savoie
      Title: Chief Operating Officer

 

DATED: February 13, 2019       /s/ Ken Pelowski
      Name: Ken Pelowski